FR Y-11 reporting puts a separate set of financial statements for each qualifying U.S. nonbank subsidiary on file with the Federal Reserve, prepared by the top-tier holding company entity by entity and filed no later than 60 calendar days after the report date. The Board’s instructions for the Financial Statements of U.S. Nonbank Subsidiaries of…
Regulation O recordkeeping would be renumbered, widened in one place and narrowed in another under a Federal Reserve proposal now out for comment. On 4 August 2026 the Federal Reserve Board published a proposed restatement of Regulation O, its rule on loans by banks to their insiders, at 91 FR 49526 (Docket No. R-1896, RIN…
The Federal Reserve Board’s Capital Assessments and Stress Testing reports, collection FR Y-14A/Q/M under OMB control number 7100-0341, collect stress test and capital plan data from U.S. top-tier holding companies with $100 billion or more in total consolidated assets. FR Y-14A/Q/M reporting runs on three clocks: an annual FR Y-14A of projections built on 31…
The SEC’s latest EDGAR Filer Manual update reached the Federal Register on 6 October 2026, three weeks after the system change it describes. In a final rule published at 91 FR 63476 (Release Nos. 33-11438 and 34-106345), the Commission adopted Volume II of the EDGAR Filer Manual, “EDGAR Filing,” Version 78 (September 2026), and amended…
The Basel Committee on Banking Supervision (BCBS) reported on 5 October 2026 that three quarters of its 27 member jurisdictions have published rules adopting the final Basel III standards, and that almost all of them have publicly announced that banks must apply Basel III by April 2027 or earlier. The figures come from the Committee’s…
The FinCEN CVC mixing withdrawal took effect on 6 October 2026, when the Federal Register published two notices that the Financial Crimes Enforcement Network had filed for public inspection the previous morning. The first withdraws the October 2023 finding and proposed rule under section 311 of the USA PATRIOT Act that would have treated international…
A top-tier U.S. holding company that files the FR Y-9C owes the Federal Reserve Board an FR Y-12 report within 45 calendar days of each quarter-end once its aggregate nonfinancial equity investments equal or exceed the lesser of $100 million or 10 percent of consolidated Tier 1 capital. FR Y-12 reporting, the Consolidated Holding Company…
FR Y-15 reporting is the Federal Reserve Board’s quarterly collection of systemic risk indicators from the largest banking organizations operating in the United States. The Systemic Risk Report is filed as of 31 March, 30 June, 30 September and 31 December by top-tier U.S. bank holding companies and covered savings and loan holding companies with…
The FFIEC Call Report for the 30 September 2026 report date has to reach the FFIEC’s Central Data Repository (CDR) by Friday 30 October 2026. It is also the first quarter-end report since the OCC, the Federal Reserve Board and the FDIC brought their amended community bank leverage ratio (CBLR) rule into force on 1…
FR Y-7Q reporting is how the Federal Reserve Board collects consolidated capital and asset figures from every foreign banking organization (FBO) with a U.S. banking presence. The form, formally the Capital and Asset Report for Foreign Banking Organizations (OMB control number 7100-0125), runs to four pages in U.S. dollar millions. Since the 31 December 2024…