SM&CR consultation, securitisation deal, BCL S 1.9 Editor’s note The week covered 24 articles, led by Luxembourg BCL statistical returns, the provisional EU securitisation deal and the PRA's SM&CR Phase 2 consultation. The SM&CR consultation matters most for UK banks and insurers because responses are due by 22 January 2027, while Luxembourg credit institutions holding…
Fit and proper forms, FFIEC 101, CSDR, PRA LTI Editor’s note The week combined supervisory guidance and final policy in Luxembourg, the EU and the UK with a routine information collection renewal in the United States. The CSDR messaging guidelines carry the nearest hard build deadline for EU investment firms, and Luxembourg credit institutions should…
CSSF deposit survey, Reg O, ESMA and FCA fund terms Editor’s note The week combined Luxembourg filing mechanics from the CSSF with consultations in the US, EU and UK on recordkeeping, tokenised collateral and fund redemption terms. The nearest hard deadline is the covered deposits survey for FGDL members, which applies to every member including…