Regulatory Updates

Regulatory updates from the EBA, ECB, ESMA, FCA, PRA, and other competent authorities, with practical analysis of what changes for reporting teams. Coverage includes EBA framework releases (4.x DPM packages), CRR3 implementation milestones, MiCAR and AML rule developments, sanctions packages, supervisory reporting simplification proposals, CSRD sustainability reporting, and resolution framework changes (CMDI, MREL, SRB consultations). Each article translates the regulator’s announcement into what your firm needs to map, prepare, or change before the deadline. The focus is on banks, fund administrators, payment institutions, CRA-regulated firms, and supervised investment firms across the EU and UK. Use this section to track upcoming compliance deadlines and consultation responses.

Reporting guides

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  • CSSF White-Label Business Notification: What the New Form Asks

    On 8 October 2026 the CSSF published the form behind a new filing, the CSSF white-label business notification. It applies to a Luxembourg investment fund manager (IFM) that manages, or intends to manage, a fund at the initiative of a third party, and it gives working shape to Article 13(2a) of the Law of 12…

  • MAS AI Risk Management Guidelines: Inventory First, Controls by 2028

    On 7 October 2026 the Monetary Authority of Singapore (MAS) issued its Guidelines on Artificial Intelligence Risk Management, together with a response to the feedback it received on consultation paper P017-2025 of November 2025. The MAS AI risk management guidelines take effect on 7 October 2027 and reach every financial institution (FI) as defined in…

  • FINMA Circular 2017/6 Consultation: Direct Transmission Without a List

    On 30 September 2026 FINMA opened a consultation on a partial revision of FINMA Circular 2017/6 “Direct transmission”, the circular that sets out when Swiss supervised institutions may send non-public information straight to a foreign authority without going through FINMA’s administrative assistance. Comments are due by 27 November 2026, and FINMA plans to bring the…

  • CSSF eRegister by eDesk: Prospectus Interface Joins the Fund Data API

    On 1 October 2026 the CSSF announced that eRegister by eDesk, the product it created to give financial sector professionals access to public information, now includes an interface for consulting prospectuses approved by the CSSF. The CSSF eRegister had gone live a month earlier with one feature: API access to the identification data of funds,…

  • Circular CSSF-CPDI 26/52: Covered Deposits Survey Due 16 November

    On 2 October 2026 the CSSF’s Conseil de protection des déposants et des investisseurs (CPDI), Luxembourg’s designated authority for deposit guarantees, published Circular CSSF-CPDI 26/52. It launches the quarterly survey of covered deposits held on 30 September 2026 and gives every member of the Fonds de garantie des dépôts Luxembourg (FGDL) until 16 November 2026…

  • Circular CSSF 24/856 Feedback Report: Where Notifications Fell Short

    On 5 October 2026 the CSSF published its first feedback report on Circular CSSF 24/856, the circular that has governed since 1 January 2025 how Luxembourg UCIs and their investment fund managers (IFMs) correct and notify NAV calculation errors, breaches of investment rules and a new class of “other errors”. The report works through the…

  • MAS Corporate Governance Consultation: Tiered Boards and Approvals

    On 30 September 2026 the Monetary Authority of Singapore (MAS) published consultation paper P016-2026, which proposes amendments to the corporate governance regulations for banks, insurers and designated financial holding companies (DFHCs). The MAS corporate governance consultation runs until 11:59 pm on 9 December 2026, and comments go in through a FormSG link. Five instruments are…

  • Riksbank EUREP Access: A EUR 50 Billion Euro Backstop From Q4 2026

    On 1 October 2026 the Riksbank announced that the Eurosystem has approved its onboarding to EUREP, the Eurosystem’s repo facility for central banks outside the euro area. The line lets the Riksbank borrow up to EUR 50 billion by pledging eligible euro-denominated collateral, and the ECB has said that drawings under the enhanced facility are…

  • CSSF Insider List Templates: Fields Dropped Under ITS 2026/1291

    The CSSF publishes two templates for insider lists under Article 18 of the Market Abuse Regulation (MAR): the general “Template for insider lists and updating insider lists” and the template for issuers of financial instruments admitted to trading on SME growth markets. The legal format behind the CSSF insider list templates is set by Commission…

  • Standing Liquidity Facility: OSFI and BoC Call Overnight Draws Routine

    On 29 September 2026 the Bank of Canada and the Office of the Superintendent of Financial Institutions (OSFI) issued a joint statement on the Bank’s Standing Liquidity Facility (SLF), the facility that gives participants in Lynx, Canada’s high-value payment system, secured liquidity both intraday and overnight. Its operative sentence is short: overnight SLF draws “are…