RRD Weekly: 5 to 11 October 2026

CSSF deposit survey, Reg O, ESMA and FCA fund terms

Editor’s note

The week combined Luxembourg filing mechanics from the CSSF with consultations in the US, EU and UK on recordkeeping, tokenised collateral and fund redemption terms. The nearest hard deadline is the covered deposits survey for FGDL members, which applies to every member including those with nothing to report.

Five things

1. Circular CSSF-CPDI 26/52: Covered Deposits Survey Due 16 November

   The CSSF-CPDI published Circular CSSF-CPDI 26/52, guidance launching the quarterly covered deposits survey, with a zero-filled transmission mandatory when there is nothing to report.

   Luxembourg FGDL member institutions · transmit the figures by 16 November 2026

   RRD explainer · Primary source

2. CSSF White-Label Business Notification: What the New Form Asks

   The CSSF published on 8 October 2026 the form for the white-label business notification, guidance on a new filing under the Law of 3 March 2026.

   Luxembourg investment fund managers managing funds at a third party's initiative · diary 16 April 2027 for the amended delegation-reporting provisions

   RRD explainer · Primary source

3. Regulation O Recordkeeping: The FR O Revisions and Who Would File

   The Federal Reserve Board's proposed restatement of Regulation O would revise the FR O recordkeeping and disclosure collection, and a notice extended the comment period.

   US banks and their insiders, correspondent banks and principal shareholders · comments due by 4 November 2026

   RRD explainer · Primary source

4. CCP Collateral Tokenisation: ESMA’s 30 Questions Due 15 January 2027

   ESMA opened a call for evidence, a consultation stage, on whether tokenised securities and cash could be posted as margin and default fund contributions at EU CCPs.

   EU CCPs, clearing members and collateral custodians · comments due by 15 January 2027

   RRD explainer · Primary source

5. FCA CP26/35: 90-Day Notice Periods for Illiquid NURS Funds

   FCA CP26/35 is a consultation proposing at least 90-day redemption notice periods and monthly dealing for NURS funds holding at least 50% illiquid assets.

   UK NURS managers, platforms and distributors · responses due by 11 December 2026

   RRD explainer · Primary source

Dates to add to your calendar

The complete week

Luxembourg

• CSSF White-Label Business Notification: What the New Form Asks
• CSSF eRegister by eDesk: Prospectus Interface Joins the Fund Data API
• Circular CSSF-CPDI 26/52: Covered Deposits Survey Due 16 November
• Circular CSSF 24/856 Feedback Report: Where Notifications Fell Short

United States

• FR Y-9C Reporting: The $3 Billion Line and the 40-Day Clock
• FR Y-11 Reporting: Four Quarterly Tests and a 60-Day Deadline
• Regulation O Recordkeeping: The FR O Revisions and Who Would File
• FR Y-14A/Q/M Reporting: Three Filing Clocks, One $100 Billion Panel
• EDGAR Filer Manual Version 78: Form 1, ANE Notices and the XBRL Move
• FinCEN CVC Mixing Withdrawal: Mixer and Wallet Proposals Dropped
• FR Y-12 Reporting: Thresholds, Schedules and the 45-Day Deadline
• FR Y-15 Reporting: The Fed’s Systemic Risk Report, Schedule by Schedule

European Union

• EU List of Non-Cooperative Jurisdictions: Panama, Viet Nam Exit Annex I
• VAT Reverse Charge Extension: Articles 199a and 199b to June 2030
• CCP Collateral Tokenisation: ESMA’s 30 Questions Due 15 January 2027
• EUR 3 Customs Duty and Union Handling Fee: Declaring From 1 November
• Non-MiCA-Compliant ARTs and EMTs: ESMA’s Three-Month Ceiling
• AMLA MiCA Review Response: Five AML/CFT Gaps It Asks the EC to Review
• AMLA Central Database RTS: Who Reports What, and From When
• ESMA MiCA Review Response: What CASPs and Token Issuers Should Map
• EIOPA Private Equity Insurers: The Evidence Supervisors Should Request
• CBAM De Minimis Threshold: 0.87% Assessment and the 50-Tonne Test
• AMLA Simplified Due Diligence Roundtables: Apply by 18 October
• AMLA Home-Host Supervisory Cooperation: Final RTS and Group Data Flows

United Kingdom

• FCA CP26/35: 90-Day Notice Periods for Illiquid NURS Funds
• PRA Threshold Indexation: How CP13/26 Moves 128 Thresholds
• FCA Crypto Authorisation: Building the Application Before 28 February

Denmark

• KFI Reporting in Denmark: Branch Accounts Due in 15 Working Days
• Skat Årsbrev 2026: TIN Rules, OBLG Entry Tests and Key Dates

Germany

• BaFin AMLA Guidelines: Overview Table Replaces Adoption Circulars

Switzerland

• FINMA Circular 2016/7 Revision: e-ID, QR Codes and Liveness Checks
• FINMA Circular 2017/6 Consultation: Direct Transmission Without a List

Singapore

• MAS AI Risk Management Guidelines: Inventory First, Controls by 2028

Australia

• RBA Review of Payments System Regulation: Where 75 Submissions Point

Other

• ADGM FSRA DeFi Risk Management Guidance: Comments Due 30 November
• FATCA Reporting in Ireland: Revenue’s Paragraph 4.3 Update on US TINs
• BBSI Return: HMRC’s Bank and Building Society Interest Filing
• Basel III Implementation by 2027: What the BCBS Tally Leaves Out

From the library

FINREP reporting, explained

Disclaimer: The information on RegReportingDesk.com is for educational and informational purposes only. It does not constitute legal, regulatory, tax, or compliance advice. Always consult your compliance officer, legal counsel, or the relevant supervisory authority for guidance specific to your institution.