FR Y-9LP and FR Y-9SP reporting puts a U.S. holding company’s parent-only books in front of the Federal Reserve: the parent’s own income statement and balance sheet, with its subsidiaries carried as equity-method investments. Under the Board’s FR Y-9LP instructions, effective March 2026, every holding company that files the consolidated FR Y-9C submits the FR…
FR Y-9C reporting is how the Federal Reserve Board collects consolidated GAAP financial statements and regulatory capital data from U.S. holding companies with $3 billion or more in total consolidated assets, and from smaller ones that a Reserve Bank requires to file or that elect to comply with the Federal Reserve’s capital adequacy guidelines. The…
FR Y-11 reporting puts a separate set of financial statements for each qualifying U.S. nonbank subsidiary on file with the Federal Reserve, prepared by the top-tier holding company entity by entity and filed no later than 60 calendar days after the report date. The Board’s instructions for the Financial Statements of U.S. Nonbank Subsidiaries of…
The Federal Reserve Board’s Capital Assessments and Stress Testing reports, collection FR Y-14A/Q/M under OMB control number 7100-0341, collect stress test and capital plan data from U.S. top-tier holding companies with $100 billion or more in total consolidated assets. FR Y-14A/Q/M reporting runs on three clocks: an annual FR Y-14A of projections built on 31…
A top-tier U.S. holding company that files the FR Y-9C owes the Federal Reserve Board an FR Y-12 report within 45 calendar days of each quarter-end once its aggregate nonfinancial equity investments equal or exceed the lesser of $100 million or 10 percent of consolidated Tier 1 capital. FR Y-12 reporting, the Consolidated Holding Company…
FR Y-15 reporting is the Federal Reserve Board’s quarterly collection of systemic risk indicators from the largest banking organizations operating in the United States. The Systemic Risk Report is filed as of 31 March, 30 June, 30 September and 31 December by top-tier U.S. bank holding companies and covered savings and loan holding companies with…
FR Y-14 reporting now runs on three separate clocks. On 2 October 2026 the Federal Register carried two final Federal Reserve Board rules that revise the FR Y-14A/Q/M capital assessments and stress testing reports and move most FR Y-14A data from a 5 April to a 30 April due date, alongside a new proposal (Docket…
FR Y-9C reporting for the 30 September 2026 quarter runs on a rewritten capital section. That day the Federal Reserve Board reposted the form as current and posted instructions labelled “Effective September 2026” and new supplemental instructions for the Consolidated Financial Statements for Holding Companies. The instructions for Schedule HC-R, Part I now carry the…
The Federal Reserve Board’s proposal to implement the GENIUS Act, published in the Federal Register on 29 September 2026 under Docket No. R-1899, carries a Paperwork Reduction Act section that creates a new information collection, FR UU, and widens the respondent scope of two existing ones, FR Q and FR Q-2. Comments on the collections…
FR 2052a reporting is the Federal Reserve Board’s granular view of liquidity at the large banking organizations it supervises under the Category I to IV standards. The Complex Institution Liquidity Monitoring Report (OMB control number 7100-0361, renewed by the Board without revision on 4 February 2025) is filed by top-tier U.S. bank holding companies and…